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Fee-based Financial Planning

A financial plan can provide clarity and direction around your personal, professional, and financial goals. This is not a product or investment. While developing your plan, we may consult with your other advisors (CPA, Attorney, etc.).

A fee-based financial plan can
help you with:

  • Ongoing Cash Flow Management
  • Reduction of Taxes
  • Legacy Planning / Wealth Transfer
  • Estate Planning Solutions
  • Early Retirement / Saving for Retirement
  • Risk Management
  • Ownership/Beneficiary
    Strategies for Tax Planning


Asset management fee   

A customized portfolio utilizing asset allocation strategies can help manage market risk and provide a disciplined approach to investing.

  • Your portfolio can be adjusted as your investment goals, income, and lifestyle change.
  • You have 24 hour access to online accounts showing detailed net worth, account holdings, activity and performance.
  • Annual management charge is based on the amount of assets, not on fund selection or number of trades.
  • Asset management is available for a wide range of account sizes.


Product-based / Transactional relationship

The purchase of financial instruments can help address relatively simple needs.


  • Mutual Funds
  • Exchange-Traded Funds
  • 529 Plans
  • Retirement accounts for individuals & business owners(Trad. IRAs, Roth IRAs, Simple IRAs, SEPs, 401(k)s, Profit Sharing Plans)


  • Life Insurance
  • Long Term Care Insurance
  • Disability Income Insurance
  • Group Health & Dental
  • Fixed & Variable Annuities

Implementation of specific products or services may result in commissions or fees outside of the scope of a financial planning fee.